-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNKHc4Skp+EDHmNwr7U/qGeyhBU4bs3d2DUlnkVufB7F6lap1PauRwDRRS+kyDEK LxVjZZ0SOL1DpbrwBV7ItQ== 0000927356-99-000153.txt : 19990212 0000927356-99-000153.hdr.sgml : 19990212 ACCESSION NUMBER: 0000927356-99-000153 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILD OATS MARKETS INC CENTRAL INDEX KEY: 0000909990 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CONVENIENCE STORES [5412] IRS NUMBER: 841100630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49055 FILM NUMBER: 99531330 BUSINESS ADDRESS: STREET 1: 1645 BROADWAY CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3034405220 MAIL ADDRESS: STREET 1: 1645 BROADWAY CITY: BOULDER STATE: CO ZIP: 80302 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GILLILAND MICHAEL C CENTRAL INDEX KEY: 0001033521 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1645 BROADWAY CITY: BOULDER STATE: CO ZIP: 50302 BUSINESS PHONE: 3034405220 SC 13G/A 1 SCHEDULE 13G/A FOR MICHAEL C. GILLILAND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Wild Oats Markets, Inc. Common Stock CUSIP Number: 968808B-10-7 *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 968808B-10-7 1 NAME OF REPORTING PERSON Michael C. Gilliland I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) ###-##-#### 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. 5 SOLE VOTING POWER 641,371 /1/ NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 597,349 shares held by Elizabeth C. Cook, Mr. Gilliland's spouse. 6,210 shares held in joint tenancy with Elizabeth C. Cook, Mr. Gilliland's spouse. Page 1 of 7 pages 10,290 shares held by the Ian Patrick Gilliland 1993 Trust, for the benefit of Mr. Gilliland's son. 10,290 shares held by the Stella Elizabeth Gilliland 1993 Trust, for the benefit of Mr. Gilliland's daughter. 744,294 shares held by the Gilliland/Cook Family Investments, L.P. 25,454 shares held by the Wild Oats Community Foundation of which Mr. Gilliland is a trustee 9,750 shares held by the Elizabeth C. Cook Charitable Remainder Trust, for the benefit of Mr. Gilliland's spouse. 9,750 shares held by the Michael C. Gilliland Charitable Remainder Trust. OWNED BY EACH 7 SOLE DISPOSITIVE POWER 641,371 REPORTING PERSON WITH 8 SHARED DISPOSITIVE POWER 597,349 shares held by Elizabeth C. Cook, Mr. Gilliland's spouse. 6,210 shares held in joint tenancy with Elizabeth C. Cook, Mr. Gilliland's spouse. 10,290 shares held by the Ian Patrick Gilliland 1993 Trust, for the benefit of Mr. Gilliland's son. 10,290 shares held by the Stella Elizabeth Gilliland 1993 Trust, for the benefit of Mr. Gilliland's daughter. 744,294 shares held by the Gilliland/Cook Family Investments, L.P. 25,454 shares held by the Wild Oats Community Foundation of which Mr. Gilliland is a trustee 9,750 shares held by the Elizabeth C. Cook Charitable Remainder Trust, for the benefit of Mr. Gilliland's spouse. 9,750 shares held by the Michael C. Gilliland Charitable Remainder Trust. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,054,758 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.73% Page 2 of 7 pages 12 TYPE OF REPORTING PERSON* IN Page 3 of 7 pages Item 1. (a) Name of Issuer Wild Oats Markets, Inc. (b) Address of Issuer's Principal Executive Offices 3375 Mitchell Lane Boulder, CO 80301 Item 2. (a) Name of Person Filing Michael C. Gilliland (b) Address of Principal Business Office or, if none, Residence 3375 Mitchell Lane Boulder, CO 80301 (c) Citizenship U.S. (d) Title of Class of Securities Common Stock (e) CUSIP Number 968808B-10-7 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: n/a (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec. 240.13d-1(b)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Sec. 240.13d- 1(b)(ii)(G) (Note: See Item 7) Page 4 of 7 pages (h) [ ] Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (a) Amount Beneficially Owned 2,054,758 (b) Percent of Class 15.73% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 641,371 (ii) shared power to vote or to direct the vote 597,349 shares held by Elizabeth C. Cook, Mr. Gilliland's spouse. 6,210 shares held in joint tenancy with Elizabeth C. Cook, Mr. Gilliland's spouse. 10,290 shares held by the Ian Patrick Gilliland 1993 Trust, for the benefit of Mr. Gilliland's son. 10,290 shares held by the Stella Elizabeth Gilliland 1993 Trust, for the benefit of Mr. Gilliland's daughter. 744,294 shares held by the Gilliland/Cook Family Investments, L.P. 25,454 shares held by the Wild Oats Community Foundation of which Mr. Gilliland is a trustee 9,750 shares held by the Elizabeth C. Cook Charitable Remainder Trust, for the benefit of Mr. Gilliland's spouse. 9,750 shares held by the Michael C. Gilliland Charitable Remainder Trust. (iii) sole power to dispose of or to direct the disposition of 641,371 (iv) shared power to dispose of or to direct the disposition of 597,349 shares held by Elizabeth C. Cook, Mr. Gilliland's spouse. 6,210 shares held in joint tenancy with Elizabeth C. Cook, Mr. Gilliland's spouse. 10,290 shares held by the Ian Patrick Gilliland 1993 Trust, for the benefit of Mr. Gilliland's son. 10,290 shares held by the Stella Elizabeth Gilliland 1993 Trust, for the benefit of Mr. Gilliland's daughter. Page 5 of 7 pages 744,294 shares held by the Gilliland/Cook Family Investments, L.P. 25,454 shares held by the Wild Oats Community Foundation of which Mr. Gilliland is a trustee 9,750 shares held by the Elizabeth C. Cook Charitable Remainder Trust, for the benefit of Mr. Gilliland's spouse. 9,750 shares held by the Michael C. Gilliland Charitable Remainder Trust. Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] Item 6. Ownership of More than Five Percent on Behalf of Another Person. n/a Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company n/a Item 8. Identification and Classification of Members of the Group n/a Item 9. Notice of Dissolution of Group n/a Item 10. Certification n/a Page 6 of 7 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1999 Michael C. Gilliland CEO - ----------------------- /1/ Pursuant to Rule 13d-3(d)(1)(ii)(A) includes 44,022 fully vested options Page 7 of 7 pages -----END PRIVACY-ENHANCED MESSAGE-----